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A Response to Professor Chris Green’s “The Original Sense of the (Equal) Protection Clause: Pre-Enactment History”

I disagree with some aspects of the equal protection jurisprudence of the U.S. Supreme Court, but that’s a long story.  This brief blog post is merely to explain why the overhaul proposed  by Professor Chris Green is not the way to go.  I hear that a fun way to waste time on the Internet is to take an ordinary English sentence and translate it successively into several different languages using Google Translate, and then finally back into English.  A lot gets lost in the translation.  Professor Green’s scholarly work is much better than a Google Translate of the Equal Protection (EP) Clause, but it’s not quite Berlitz either.

The EP Clause is located in the first section of the Fourteenth Amendment, and it was adopted in the wake of the Civil War.  It says that no state shall, “deny to any person within its jurisdiction the equal protection of the laws.” Essentially, Professor Green’s theory is that the EP Clause forbids each state from denying to any person within its jurisdiction full legal protection against injury.

The change that Professor Green proposes is vast.  Congress and the Supreme Court would be able to strike down not only unequal state statutes that withhold protection from some types of people, but would also be able to strike down and even replace nondiscriminatory (i.e. equal) state statutes, if those equal state statutes do not — in the opinion of Congress or the Supreme Court — fully protect people from injury.  That includes injury inflicted by both private parties as well as injury by state criminal laws.

Professor Green would in one sense narrow federal power under this clause, even while immensely expanding it overall.  Federal power would be narrowed in the sense that the feds could no longer use the EP Clause to strike down unequal state laws that simply confer benefits (such as education), because Professor Green doesn’t think those statutes involve “protection.” Instead, in Green’s view, the EP Clause would only target state laws that fail to guard people from violent injury and the like.  To make up the difference, Professor Green would supercharge other parts of the Fourteenth Amendment, which raises a whole other set of issues that I won’t get into here.

There are two basic problems with Professor Green’s analysis of the constitutional text.  First, he underestimates the word “equal” in the EP Clause, as if it is merely one of many qualities that a state’s protective laws must satisfy in order to comply with this Clause.  Second, he adopts an unjustifiably narrow interpretation of the word “protection” so that it does not refer to general protection against injustice (e.g. racial discrimination), but instead only refers to protection against violent injury and the like.

Let’s dig a little deeper.  The constitutional text requires “equal protection”.  If protection is equal but otherwise inadequate, then other clauses of the Constitution may be relevant, but the EP Clause isn’t.  Had the framers wanted this EP Clause to require more than “equal” protection, they could have easily said so, and they obviously knew how.  For example, the Republican Platform of 1864 said: “the Government owes to all men employed in its armies, without regard to distinction of color, the full protection of the laws of war.” This required not just equal protection, but full protection.  And the 1864 platform was no fluke.  The Civil Rights Act of 1866 also required the “full and equal  benefit of all laws and proceedings for the security of person and property, as is enjoyed by white citizens….”

Instead of the word “equal”, Professor Green essentially reads into the EP Clause the word “full,” which is certainly not synonymous, and was deliberately avoided by the framers.  To be sure, Professor Green does not explicitly say that he wants to replace “equal” with “full,” but that is how he reads the EP Clause; equal protection is not enough in his view, and the protection must also be adequate in all other respects.  He considers the word “equal” to be on par with a mere parenthetical, according to the title of his article, but of course this word is not parenthetical in the actual law adopted and preserved in the Constitution.  True, government has a duty to fully protect the governed, but not every principle of good government is located in the Fourteenth Amendment, for the very simple reason that the framers did not want Congress and the federal courts to take over all the important functions of state government.

Now consider the word “protection” in the EP Clause.  Professor Green says that it does not refer to benefits like education or other services offered by the public or private sectors.  Actually, though, it was not unusual in the nineteenth century to hear about protection of rights, as opposed to mere protection of persons and property.  For example, the founder and publisher of the New York Times, Henry Raymond, was a New York congressman from 1865 to 1867, and he explained as follows:

“I have no doubt at all that the will and purpose of this nation to-day is, and has been ever since the war closed, that there shall be in the Constitution some provision more effective than any yet existing for an equality of rights of all men in this country, and for their protection in the enjoyment of them; for an absolute and immediate equality of civil rights, and for an equality of political rights just as soon as the other and more pressing necessities of the nation will permit.”

This congressional speech by Raymond was covered in the newspaper he founded, and was typical during that era.  As in the speech by Raymond, the word “protection” often referred generally to protection of rights, and not merely to direct protection of persons and property.

The draft version of the EP Clause sought to secure “equal protection in the rights of life, liberty, and property.”  But in the final version, the qualifiers disappeared, and this became “equal protection of the laws.” Professor Green seeks to insert qualifiers that are even more limiting than the ones which were removed.

The Civil Rights Act of 1866 sought “protection” not merely of people’s safety and property, but rather “protection to all persons in their constitutional rights of equality before the law….”  This desired protection was obviously directed at protecting rights, and only protected persons and property indirectly by protecting those rights.  And there is no compelling reason to think that the Equal Protection Clause took a more limited approach to “protection” than the Civil Rights Act did.  I like Professor Green, but respectfully disagree with his analysis of the EP Clause.

UPDATE (February 3, 5 PM EDT): I made a few minor tweaks for clarity, and will now leave it as-is.

COMMENTS

  • Viet71

    Green is a fool, and the Supreme Court will not buy his ideas.

    Equal Protection and Due Process jurisprudence are well developed.

    The clear trend is toward Due Process “Liberty”.

    The Supreme Court over the last about 40 years has served up individual liberty in large scoops via the Due Process Clause.

    If conservatives are for liberty, they have to make a choice: Do I prefer liberty over my view of what is right?

    • AndrewHyman

      Thanks Viet71, but Professor Green is no fool. His paper linked above, or rather the sequel to it, has already been cited by SCOTUS (i.e. by the Stevens dissent in McDonald v. Chicago).

      In the blog post above, I argued about the original meaning of the Constitution, rather than arguing about court precedents. That’s what we have to do, unless we want the U.S. Reports to become superior to the U.S. Constitution. It’s that simple.

      If the U.S. Supreme Court usurps fundamental powers and fundamental decisions that the Constitution actually reserves to the people and our elected representatives, then we must oppose it. Such usurpation under the bogus doctrine of substantive due process is no better and no more acceptable than usurpation under Professor Green’s theory. The Constitution does not give the Supreme Court carte blanche to supplement the Bill of Rights whenever and however it wants, by claiming “substantive due process” and “liberty”.

      • Viet71

        From one lawyer to another, here is part of Justice Kennedy’s opinion in Lawrence v. Texas:

        “Had those who drew and ratified the Due Process Clauses of the Fifth
        Amendment or the Fourteenth Amendment known the components of liberty
        in its manifold possibilities, they might have been more specific.
        They did not presume to have this insight. They knew times can blind us
        to certain truths and later generations can see that laws once thought necessary and proper in fact serve only to oppress. As the Constitution endures, persons in every generation can invoke its principles in their own
        search for greater freedom.”

        Kennedy’s statement may be anathema to Constitutional originalists. He says “Liberty” means what the current generation says it means. He leans in favor of greater individual liberty.

        Because I oppose abortion, I ask, what is “individual liberty”.

        Thank you for your response.

        • AndrewHyman

          Well, I am not Justice Kennedy’s biggest fan. He is surely well-intentioned, and that particular opinion of his was surely well-intentioned, and I don’t think I’ve ever criticized that decision as a matter of legislative policy. On the other hand, I believe that Anthony Kennedy has done as much to destroy constitutional democracy as any Reagan appointee I can think of (the damage done by people like John Poindexter was relatively minor and temporary). Justice Kennedy has greatly exaggerated the power granted to him by the Constitution, in my view. There are a bunch of adjectives I could use with regard to that paragraph you’ve quoted, but doing so would probably serve no useful purpose.

          Maybe the most lawyerly way for me to respond is by pointing to another of Justice Kennedy’s favorite constitutional provisions, the Eighth Amendment, which forbids “cruel and unusual punishment”. Kennedy is not completely off-base with his notion that the framers wanted judges like him to decide what’s “cruel” by contemporary standards; I think it’s much more probable that the framers wanted “cruelty” to be judged by their standards rather than by Kennedy’s, but the Constitution is somewhat ambiguous on this point. In contrast, Kennedy is simply flat-out-wrong about the clause in the Fifth and Fourteenth Amendments which says that no person shall be “deprived of life, liberty, or property without due process of law”. No one with any brain cells disputes that the laws he has struck down did deprive some people of “liberty”, and the framers would have recognized the same thing; however, they also very obviously did not forbid depriving people of liberty (by adopting this particular clause) as long as due process is provided. Unlike Kennedy’s messed-up interpretation of the somewhat ambiguous word “cruel”, his interpretation of the Due Pricess Clause is completely and obviously wrong grammatically, historically, as a matter of political science, and every other possible way. But since that interpretation of his (called “substantive due process”) confers upon him and his Court and his supporters virtually boundless power, it is a very difficult thing for your average humble blogger to challenge. But I try, and perhaps others will continue to do so too.

          What Justice Kennedy sees himself as having done, and what he has actually done, are two very different things, IMHO. I have nothing against judges who are libertarian (or democratic or socialist or whatever), provided that they follow the law, but I do not believe Justice Kennedy has done so. I’m sure he means well, and believes his actions to be legitimate and justified, and believes he is entitled to promote the “survival and success of liberty”. I suspect he’s got JFK’s inaugural address confused with the United States Constitution. Anyway, I’m sure he’s a genial fellow, and I can certainly think of many worse dictators to have. :-)

        • AndrewHyman

          I don’t think I’ve ever objected to that decision in Lawrence v. Texas as a matter of legislative policy. But as a matter of constitutional law it’s lousy. Roe v. Wade, I believe, is lousy both as constitutional law and as legislative policy.

          The clause in the Fifth and Fourteenth Amendments says that no person shall be “deprived of life, liberty, or property without due process of law”. No one with any brain cells disputes that the laws like the ones struck down in Lawrence v. Texas or Roe v. Wade did deprive some people of “liberty”, and the framers would surely have recognized the same thing; however, the framers also very obviously did not write this clause to forbid deprivations of liberty as long as “due process of law” is provided.

          Kennedy’s interpretation (called “substantive due process”) confers upon him and his Court and his supporters virtually boundless power. He didn’t invent that interpretation, but he must realize it is political rather than legal.

          The blessings of individual liberty are an inalienable right. To
          secure this right, our federal government was instituted, consisting of three branches, not just the judiciary. And similar governments were set up in the states. Only certain specific aspects of individual liberty are federal constitutional rights applicable against the states. Those rights are entrusted exclusively and ultimately to five largely unaccountable SCOTUS members, and those rights include freedom of speech and the like. Maybe the best way to think of individual liberty is as a constitutional opportunity, and our whole political system was designed to help us fulfill that opportunity. But some judges would rather decide all the important stuff themselves, political system be damned.